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Community Impact Assessment of
Lower Niger River Dredging
By C. P. Wolf, E. A. Emerhi, and Patrick H. Okosi
IAIA-Nigeria
Rivers have no respect for political frontiers. They are the common property for many peoples and, if they are to be harnessed to the service of mankind, it is essential that we should continue to consult together, to exchange information and to discuss our problems. (Abubakar Tafawa Belewa; quoted in Anyaoku 2001: 20)
This
paper will review a proposed action by the Federal Government of Nigeria
to dredge a year-round navigation channel in the Lower Niger River some
573 kilometers upstream from Warri to Baro. The purpose of the project
is to promote the economic development of the country, especially Northern
Nigeria. A number of “concerned communities” along the proposed waterway
and throughout the Niger Delta have voiced concerns about its potential
environmental, social, and economic impacts. They contend that, contrary
to federal law (Salu 2000), they were not consulted or even contacted during
preparation of the federal EIA report. They believe their communities were
misrepresented in the report which, moreover, has not been made available
for public review and comment. It was proposed by IAIA-Nigeria that the
communities undertake an independent assessment of the proposed action.
Nigeria
is blessed with a huge natural water resources of over three thousand (3,000)
kilometers of underdeveloped but developable and navigable Inland Waterways.
If fully harnessed, it should be poised for a virile commercial River transportation.
The accruable benefits of our waterways system are maximized from its vast
potentials through proper exploitation and development.
In
1953, Alhaji Tafawa Balewa, then Nigerian Minister of Transport, visited
the United States and observed how the Mississippi River was contributing
to its economic development. He became convinced that the Niger and Benue
rivers could play a similar role in Nigeria. In the 1950s, the Netherlands
Engineering Company (NEDECO), were contracted to provide a feasibility
study of waterway development, which they did in a series of reports (1954,
1959, 1961). According to the draft environmental impact assessment (EIA)
report (Triple “E” Systems Associates Ltd. 1991: II, p. xxix),
…
the Lower Niger has been dredged twice, first in 1958 by NEDECO and secondly
by a consortium of LCHF/Westminster Dredging Company, in 1978 from Baro
through Lokoja to Onitsha, Onya to Warri/Port Harcourt. Due to lack of
maintenance, the entire dredged channel has silted up.
After
independence from Britain in 1960, Balewa became Nigeria’s first prime
minister. Although he died tragically in 1966, his dream of inland waterways
development has continued down to the present. The current development
situation, and project justification, for dredging the Lower Niger River
are described by NIWA:
Prior
to 1967, the Inland Waterways played an important role in transporting
goods from the Southern part of the country to the hinterlands in the North
through Rivers Niger and Benue. Its importance dwindled after the Civil
War in 1970. This was due to the fact that emphasis was laid on road and
airport development.
The
development of the Ajaokuta Steel Mill and the New Federal Capital of Abuja
has brought renewed interest in the development of the waterways. Also,
the realization of the fact that river transportation is the cheapest,
safest and most environmentally friendly mode of transportation has given
further boost to the development of river transportation.
There
is currently a renewed effort to dredge the River Niger from Baro to Warri
and also provide training works along the banks. Also, efforts are on to
study the navigability to River Benue and the Cross River throughout the
year. In all these cases, new River Port[s] are to be developed.
Sometime
before February 1999, the (then) Petroleum Trust Fund (now the Ecological
Fund) initiated a project to dredge and maintain a navigation channel of
about 573 km in the Lower Niger River from Baro to Warri. The channel would
be 100 m wide, with a minimum average depth of 2.5 m, for
year-round shipping. The initial dredging operation would involve the removal
and disposal of some 16 million cubic meters of dredge spoil (material).
The scope of the dredging contract, which was awarded in advance of draft
EIA report preparation, stated (EIA report, p. 2) that the Federal Government
of Nigeria is planning to:
·Dredge
about 573 km of the Lower River Niger Waterway, from Warri to Baro;
·Develop
and/or complete inland ports at Idah, Lokoja, Baro and Onitsha;
·Develop
river training works;
·Plan
and initiate recurrent (maintenance) dredging, on completion of the capital
dredging.
The
EIA report covers only the first of these, however.
In
February 1999 BGM, the Beneficiary Interface Consultant designated by PTF,
formally commissioned Triple “E” Associates Limited to prepare the EIA
report. Dry season fieldwork had previously been conducted between 18–28
March 1998 and wet season between 19-30 August 1998 (EIA report, Vol. II,
p. xxiv). Roundtable seminars were held in 1999, at Warri on 17 April,
Onitsha on 3 May, and Lokoja on 20 Mayprior to completion of the draft
EIA report on 15 November 1999. An EIA Open Forum was held in Warri on
1-2 February 2000.
At
the Warri roundtable it was suggested that a social impact assessment be
conducted for purposes of community consultation. That was taken up and
continued through January 2000 by BGM. The Nigerian Shipping Council in
Jos also had some interest in this process, although no economic or transportation
studies are cited in the EIA report. A copy of the draft social impact
report was obtained by the senior author in October 2000. Whether it was
incorporated into the final EIA report is unclear; that document has not
has not been seen.
In
June 1999, the newly elected civilian government initiated a master planning
process for physical and social development to achieve “the speedy and
global transformation of the Niger Delta Region into a zone of equity,
prosperity and tranquility.” The Niger Delta Development Commission (NDDC)
was formally established in December 2000 to carry forward that program.
In March 2001 NDDC asked member states in the region to submit a short
list of their top development priorities, which often involved land reclamation.
In principle, that would seem to present a strong demand for dredge material.
In
June 2001 the Federal Ministry of Environment approved the draft EIA report
and issued an environmental certification for the project to proceed. Dredging
operations have reportedly commenced in some of the upper reaches under
the supervision of NIWA as the lead agency. NIWA’s Managing Director, Engineer
Rabiu Diori Abubakar, has emphasized however that it is a misnomer to characterize
the proposed project exclusively in terms of “dredging.” Rather it refers
to comprehensive development of host riverine communities and to the provision
of infrastructure for navigation and shipping, such as channelization and
port development (The Guardian 2001: 31).
This
“full project” is described but not assessed in the EIA report. Engineer
Abubakar stated that a reputable consultant had been engaged to perform
a thorough review of the project, which would delay its execution beyond
2001. There was no mention of a supplemental EIA or consideration of macroalternatives,
such as rail. NIWA’s consultant, Haskoning Consulting Engineers and Architects
B.V. of the Netherlands, did address some of these larger issues, however,
at the International Conference on Navigation Activities within the River
Basin in the West and Central Africa Sub-Region, held in Abuja on 26-28
June 2001, where they discussed (Laboryrie, Pearson, and Rufa’i, p. 2)
formulation of an “Inland Waterway Master Plan”:
While
the development of IWT [inland waterways transport] has proven to be successful
in many countries world-wide, there is a real need to study how and in
what way IWT can benefit the Nigerian economy in order to justify any investments
in this sector. These goals can only be achieved by carrying out a well-planned
Inland Waterway Master Plan, which would define the optimal development
strategy for IWT in Nigeria within the overall framework for future development
of the transport sector in Nigeria.
The
development of a Master Plan requires a comprehensive approach, which should
address the following major considerations:
·Traffic
·River
hydrology and morphology
·Design
of improvement works
·IWT
(navigability, fleet, ports, transport costs)
·Environmental
assessment
·Socio-economic
impact
·Institutional
strengthening
As
noted above, the EIA report considers only river hydrology and morphology,
environmental assessment, and socioeconomic impacts in any depth, and the
adequacy of that treatment has been seriously disputed (e.g., Aroh 2000,
Egborge 2000). Considering environmental assessment, for example, Laboryrie,
Pearson, and Rufa’i, (p. 7) outline the following process.
Once
options for improvement of the IWT system have been identified, an environmental
assessment can be made which follows national and international legalisation/guidelines.
In addition to these standard procedures, it [is] advisable to start with
a scoping meeting for extensive liaison with all stakeholders in the beginning
of the baseline assessment and field studies phase. The potential impacts
and mitigatory measures should be discussed with the stakeholders before
project alternatives are assessed and evaluated on, among others, their
environmental costs and benefits, for comparison in a multi-criteria analysis.
The results of the foregoing process can be laid down in an IEE report,
together with a detailed monitoring plan and (if necessary) a TOR [terms
of reference] for a full-scale EIA.
In
light of these considerations and criticisms, how can the necessity of
a full-scale, full-systems EIA be avoided? In the meantime, it seems equally
necessary that dredging operations be suspended.
Speaking
of master plans, NDDC and its consultants are now in the process of preparing
16 sectoral master plans, 9 state master plans, and a regional Niger Delta
Plan to serve as the basis for decision making and coordination. The seeming
disrelation of this with NIWA’s “Inland Waterway Master Plan” development
is disconcerting, though perhaps indicative of the common fate of “master
plans.” This is all the more ironic since both NIWA and NDDC are on record
as committed to avoiding “the errors of the past.”
·Statewide
awareness and capacity building workshops to identify community problems
and formulate community projects for solving them, followed by
·Community
consultation and implementation, supported by
·A
network of community research centers.
The
pattern for the first two parts was established at the October 2000 workshop
in Yenagoa, Bayelsa State, and was refined at the sequel workshop held
there in March 2001, with the addition of a proposed program for community
based participatory research.
At
the October workshop, members of the general public were invited to participate
in exploring problems and possibilities for community development in their
local government areas. Some 750 registered; daily attendance averaged
around 450. Participants heard formal presentations and formed community
based workgroups to identify and rank their problems and propose solutions
to them, with and—more importantly—without external support.
Following
the workshop, proposals for community projects were submitted through IAIA-Nigeria
coordinators for review and endorsement by state government and, ultimately,
also by the federal government and international donors. To further strengthen
this grassroots approach, a follow-up workshop was held in March on the
topic of “Managing Community Development.” At this event, the concept of
community research centers (CRCs) working in close collaboration with area
universities was introduced as a further support to project implementation
and effectiveness.
At
the conclusion of the October workshop, representatives of IAIA-Nigeria
and the Social Impact Assessment Center were invited by the Bayelsa Ministry
of Environment to join in memoranda of understanding to assist in upgrading
their capability to independently assess the impacts of oil spills and
appropriate compensation for their damages. IAIA-Nigeria had previously
initiated an emergency response unit to assist local communities in damage
assessment and monitoring. After the March workshop these terms of reference
were broadened to encompass not only oil development but all development,
such as facility siting and primary road construction. Part of the process
will be the involvement of communities in all phases of impact assessment.
At
the March workshop King Okosi restated this position and issued an invitation
to attend a meeting of the communities at Asaba-ase, at which it was decided
to continue legal action against the dredging. King Okosi stated however
that the communities were willing to accept the proposed action if project
consultants’ recommendations for mitigating its negative impacts were implemented.
He and others expressed the wish to avoid bloodshed, a frequent outcome
of confrontations between local communities and oil companies.
Among
the mitigation measures demanded were the usual litany of basic physical
and social infrastructure needs—roads, potable pipe-borne water, health
care and educational facilities, electricity, and job creation—as well
as those relating more specifically to the proposed project, such as shore
protection and land reclamation, the siting of dredge material, cash compensation
for damages to farming and fishing, and relocation of endangered communities.
It
was pointed out however that in fact there was no reasonable basis for
expecting that the mitigation measures recommended would actually be implemented,
and that in any case the communities should not be willing to accept any
consequences until they were better understood. For this purpose it was
suggested that the Concerned Communities undertake an independent assessment
of the proposed action, with the support of IAIA-Nigeria’s Bayelsa and
Delta state chapters.
In
June the two senior authors, together with Alan Bornbusch, Director of
the American Association for the Advancement of Science’s Africa Program,
visited the Federal Minister of Environment in Abuja, who concurred in
the desirability of opening a dialogue with the Concerned Communities on
the issue of dredging. It should be emphasized that IAIA-Nigeria and its
partners, acting pro bono on behalf of the communities, were and are strictly
neutral as to the merits or demerits of the proposed action. Their interest
is to encourage the preparation of a comprehensive and objective assessment
in full consultation with potentially interested and affected parties,
as mandated by existing federal legislation, and to empower the communities
participating in that process.
The
federal-local dialogue was scheduled to begin with a meeting on 29 July
in Trofani. Invitations were sent to NIWA, the Federal Ministry of Transport,
and other agencies. Unfortunately, for whatever reason, no federal representatives
were able to attend. NIWA did hold a subsequent meeting at their headquarters
in Lokoja, at which IAIA-Nigeria was represented. The Communities’ invitation
was renewed for a 12-13 November community workshop in Trofani. Some 150
participants attended, mainly from the surrounding area. One representative
of NIWA was present, and some Federal Ministry of Transportation officials
came late. Triple “E” Associates, the principal investigator for the EIA
report, were also invited but failed to appear.
At
that workshop it was resolved to continue legal action against the proposed
dredging and to initiate a community assessment of its potential impacts
with the assistance of IAIA-Nigeria’s Bayelsa and Delta state chapters.
Since the governments of those two states are on record in opposition to
the proposed dredging, it would also be appropriate to request the assistance
of their respective ministries of transport, environment, and health to
provide technical assistance, as well as IAIA colleagues and other international
NGOs. In any case, the objective is to empower community people to participate
effectively in all phases of impact assessment and management.
It
is widely accepted that public participation can and should enter at every
step in the assessment cycle, and that such participation is generally
mobilized and organized at the community level. While much of the evidence
to confirm this comes from experience in developed societies (e.g, Burdge
1999), that can be readily adapted and widely applied. Increasingly, local
communities in developing countries are being asked by development agencies
such as the World Bank and UNDP to take the initiative and control of projects
and programs responsive to their own priorities and needs (Narayan 1995).
Many participatory techniques are available and adaptable for this purpose,
such as those compiled by Rietbergen-McCracken and Narayan (1999).
In
principle, the methodology of community impact assessment is no different
from that normally employed by professional practitioners. A strategic
place to start the process would be to identify and analyze the potential
negative impacts perceived by community members themselves, such as shoreline
erosion and saltwater intrusion. The next step would be to inventory and
acquire data relevant to these perceived impacts, combining indigenous
with expert knowledge, and comparing existing (baseline) and future conditions
on those dimensions “with and without” the proposed project. Community
self-surveys can be conducted at low or no cost using the universe for
the sampling frame. (One of the major complaints of the communities was
their exclusion from the sample surveys conducted by consultants to the
EIA report.) The data acquired by this means will have utility for a variety
of future community development plans.
Community
participation is especially pertinent on the “back end” of the assessment
cycle: mitigation, monitoring, and management. Some of the mitigation measures
demanded by the Concerned Communities refer to the general condition of
basic needs deprivation—potable water, paved rural roads, educational and
health facilities, electricity —ascribed previously to “neglect” by government.
Though not directly connected to the proposed action, they are nevertheless
compensable in its development. In the case of drinking water, although
not presently available, there is a widespread fear of contamination from
dredging. How well-founded those fears might be is a matter for assessment.
Other demands are project-related, however, such as the following:
·To
protect all the communities from [shoreline] erosion, they should be properly
piled, that is a proper foreshore protection measures [sic] taken before
the dredging.
·Resettle
all … [who] would be affected [in] communities that are likely to be completely
removed.
·The
spoils of the dredging could be used for land reclamation purposes of the
communities but arrange for where to dump the remaining, not on any of
our farming areas.
The
matter of cumulative impacts—neglected in the EIA report—is invoked in
this demand:
·Because
of the effect of the oil exploration … the Government should provide Health
Centres in all the Communities and give free medical services to all within
fifty kilometers of an oil flow station and the areas to be dredged.
Community
monitoring can be highly effective, especially when coupled with a community
impact agreement on the order of the Atikokan-Ontario Hydro model (Baril
1982; Hancock, Smith, and Lockhart-Grace 1986).
Finally,
the proactive and creative application of impact assessment as an instrument
for conflict management and resolution is a promising approach that can
be explored in the present context and extended to many other places and
uses. This needs to be tested in conflict situations not only involving
local and national interests but also in the case of ethnic and communal
conflicts that similarly abound in the region. This paper is offered as
a contribution toward that end.
In
collaboration with the New Orleans District, U.S. Army Corps of Engineers
and Tulane University, an international conference on “Comparing Rivers:
The Mississippi and the Niger” is scheduled for 7-8 November 2002. The
main purpose of the conference is to review historical experience in the
two regions and its relevance for current development policies, programs,
and projects. A related objective is to establish and strengthen linkages
among a broad range of institutions in the two countries.
The
desired outcomes of the conference are to survey and solidify the knowledge
base and to identify development problems and possibilities for the two
regions as an agenda for further research and application. Topics for discussion
include: physical and ecological settings, oil and gas development, shoreline
erosion and protection, flood control and land management, agricultural
and industrial development, environmental pollution and justice, wetlands
preservation and restoration, navigation and dredging, and natural and
cultural resources. For its part, NIWA has proposed a collaboration with
the Corps “aimed at encouraging [the] current drive toward harnessing the
potentials of our waterways.”
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